Casa Cueva: Cave Dwelling in Andalusia, Spain
by Charles Leary & Vaughn Perret
Unlike the proverbial Neanderthals, cave dwellers may be some of the smartest beings on
earth. Life protected from the elements by caves has persisted as a form of human existence for millennia, and goes on to
this day in places such as Turkey, Tunisia, Afghanistan, Morocco, Italy, and France. In southern Remarkabily, in Andalusia
cave homes are man made, and are not natural formations that humans simply moved into. Some of the very earliest names for
the city of Granada refer to its cave dwellings. In nearby Benalua, a suburb of Guadix, everyone lives in a cave, just as
in the gypsy quarter of Sacromonte. There are cave theaters, cave hotels, cave restaurants, cave spas, and of course, cave
houses, known in Spanish as casas cueva. At the other end of the Sierra Nevada mountain chain too, near Almeria but still
in Granada Province, cave dwelling has existed at least since the Arab invasion of Iberia in the 8th century. Granada Province
has the largest cave dwelling population in Europe.
Here cave buildings do not, as might be expected, exist inside natural rock formations,
like at Capadoccia in Turkey or the Tarn Gorge in France. Instead, they are intentional dwelling spaces carved out of hard
clay and earth. Buying, refurbishing, or creating a new cave house represents the ultimate in efficient and sustainable living--though
please be advised that we would not suggest building a cave house outside of regions where it is common practice and the structural
integrity of the earth is well known. In Granada, the ancient cave dwelling area extends far beyond the contemporary city,
into the hills and ravines of San Miguel Park, where some squatters still live, laying claim to caves without running water
or electricity and living rent-free.
In southern Spain, cave houses naturally maintain a steady temperature of around 19-20
degrees centigrade year round. This is quite exceptional in a montane climate like Granada City where summertime temperatures
surpass 40 degrees and where it occasionally snows in winter. Building a cave dwelling is relatively inexpensive (though not
necessarily cheap), cave houses can have all the amenities of a regular house (and more), electricity, plumbing, and HVAC
are easy to install, and cave houses remain dry and habitable with normal ventilation, unlike many stone caves that can store
dampness. This is because earthen caves, if built and treated correctly, continue to “breathe,” allowing transpiration
of moisutre. Even those with claustrophobia find modern cave houses quite comfortable. After becoming accustomed to cave living,
it is soothing to return to a home with the solidity of the earth and the silence of a church.
In Granada, the most geographically diverse province in the
Iberian Peninsula, there exist distinct concentrations of cave settlement, notably in the historic Albaycin and Sacromonte
neighborhoods of Granada City, in Guadix, on the other side of the majestic Sierra Nevada mountains, and in the more mountainous
region of Baza. The Albaycin and Sacromonte are adjacent hillside neighborhoods, both of which form part of a UNESCO World
Heritage Site along with the Alhambra Palace. They are ancient settlements, with cave dwelling existing at least back to Arab
times, well before the 15th century. Guadix and Baza are similarly ancient cities. One likely historical explanation of cave
building is that the Arabs brought the tradition with them from the troglodyte abodes of North Africa, starting in the early
700s. The total cave-dwelling population of the three areas runs into the tens of thousands. Some cave houses are extremely
large, having up to ten or more rooms. Here there are specialists in cave construction, renovation, and expansion.
The Advantages of Caves
Caves are ecologically-friendly houses. Arguably,
they are the most ecologically-sensitive form of construction, and could be combined with an alternative energy system to
become an almost completely self-sustaining form of dwelling. They maintain a constant indoor temperature with natural earth
insulation, which also makes them extremely quiet. They do not require large amounts of inputs in terms of bricks, concrete,
mortar, metal, or wood, and do not demand costly synthetic or ecologically-questionable construction materials. In fact, earth
caves must be able to breathe naturally to last.
Costs are therefore kept to a minimum, except
for the expense of labor. Requirements for a completed house are limited to a natural floor finish such as terracotta tile
or brick, a thin stucco-type wall and ceiling treatment (usually whitewashed; preferably a form of hydrated lime), mechanical
systems, and fixtures. Earth caves can also be built to specification. Within certain limitations, one can have high or low
ceilings, large or small rooms, curvilinear walls, domed or arched ceilings, alcoves, built-in furniture, and a catalog of
sculptural room effects. In fact, building this kind of cave house is like sculpting your house from inside out--a most unique
experience. No two cave houses are the same. Given enough land, you can also expand instantly and easily.
Natural light can be provided not only from doors and/or
windows facing the outside, but also by light ducts through holes that can be created by modern well-drilling rigs. Such light
traps usually have convex Plexiglas covers and reflective ducting that capture and transmit the maximum amount of natural
light deep into a cave house. A whitewashed cave interior also reflects more light throughout the interior space than one
might think. Caves can even accommodate a fireplace, provided that it is placed relatively near the outside wall of the cave
thus keeping chimney construction manageable. Built-in bathtubs, toilet alcoves, and closets are a snap for any experienced
cave builder.
Cave homes have deeds and are protected by normal property
rights in Spain. What happens if you transcend property boundaries or accidentally run into someone else's cave is not clear
cut in the law. This is generally only a concern in areas with a high cave house density. Older, historic caves seem to have
grandfathered rights, whether or not they penetrate beneath the lands of others.
Considerations in Cave Construction
We would strongly recommend using a professional builder
for any cave creation or renovation. Finding a cave builder is not always easy, though in areas with large concentrations
of cave dwellings it is not hard. Anyone considering building an earthen cave dwelling themselves should spend some time in
Granada or elsewhere studying cave construction. Cave hotels, apartment rentals, and flamenco night clubs (tablaos) are common
in most areas.
One large problem encountered in cave construction in an
urban environment is disposal of the excess earth created during excavation. Such cases require hiring a container and dump
truck company to haul away up to hundreds of loads of clay, which can be expensive. This problem is compounded by the fact
that naturally-compacted clay expands in volume by three to four times once excavated.
Beyond the earth disposal problem, cave construction is not for the indecisive. Unlike
conventional construction techniques, you cannot go back and fix something. Holes, even doorways, can be filled in, but the
basic size and shape of a room cannot be easily changed, and can never be put back or shrunk. Rooms can usually be made bigger;
ceilings can be made higher; but not visa versa. Don't be afraid to have high ceilings in a cave--it costs almost nothing
and makes rooms more livable and interesting. (Remember that once flooring is added, you will loose three to four inches of
ceiling height.)
There should be a minimum of three meters of untouched compacted earth above the "ceiling"
to prevent water intrusion and keep structural stability. Do not plant trees above your cave home! Grass and small shrubs
are fine, but any plants with long roots will lead water down through the ceiling. Ideally, there should be a meter of wall
thickness between cave rooms or adjacent caves. These walls can be penetrated by doorways and windows without negative consequences.
All ceilings and doorways should be arched or domed, also for structural reasons. Doors should be constructed to allow ventilation
and the free flow of air throughout the cave. Fresh air ducts to the more interior of cave rooms is advisable. Some choose
to build reinforcing ceiling arches out of masonry for complete peace of mind. We have seen huge, two-story cave projects
where the cave itself is dug out with large machinery, such as a backhoe. Today, in California wine country, they do the same
to create cost-efficient wine storage for major wineries. Most cave houses, however, were in the past hand dug and these days
are created using hydraulic or pneumatic hammers (like small jackhammers) backed up by shovel, pick, wheelbarrow and back-breaking
work.
In terms of building codes and municipal planning, cave homes or other structures do not
exist. They fail to meet code requirements written around brick & mortar or wood frame construction, and even in Granada,
bureaucrats will tell you that "officially" no one should be sleeping in a cave dwelling. This is despite the fact that thousands
of people do so every day. In France and Italy, the governments in the 20th century forced cave dwellers to move out, though
now these areas are being repopulated. In Spain, the government continued to allow cave living, and both cave neighborhoods
of Granada are protected historic areas. The failure to officially recognize the existence of cave houses and businesses does
not prevent the municipality from issuing permits for cave "rehabilitation," though in Granada City, no completely new cave
dwellings are supposed to be built.
We know of one "rehabilitation" permit that turned what was
a single primary room with two much smaller adjacent rooms into a two-bedroom, one full-bath house with a large living room
and two entry doors. What was a cave closet became a very spacious kitchen pantry with counter space and wine storage built
into the cave wall. In other words, major cave expansion can be done using the permit as a cover. This is common practice
in the Albaycin and Sacromonte. Many houses in the upper part of the Albaycin district have cave dwellings attached, and when
gentrification occurs, new owners usually want larger and nicer caves. In other parts of Granada Province such as Baza, Galera,
and Guadix, cave building is much less restricted, and even new construction is officially condoned.
Many cave houses have a small outer part of the house built with conventional construction.
This protects the cave entrance and provides extra space. Services such as electricity and water can also enter here. Alternatively,
there can simply be a doorway into the earth, usually with a brick frame and a door of decorative wrought iron, to allow as
much light as possible into the cave.
For one example of cave dwelling, see Alhambra Vistas Vacation Rentals in Granada: www.alhambravistas.com.